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SEC’s Office of Minority and Women Inclusion will host virtual “Vendor Outreach Day” meetings for diverse vendors to meet procurement officials, share their capabilities & learn about opportunities.

Next meeting is 12/13.

Register https://www.sec.gov/omwi/supplier-outreach

In celebration of #SmallBusinessSaturday, the #SECSmallBiz Team wants to thank small businesses for all you do for our economy!

Today we released our new strategic plan outlining agency objectives to fight against fraud, maintain a robust and relevant regulatory framework, and sustain a skilled and diverse workforce.

Today we charged Goldman Sachs Asset Management for policies and procedures failures involving two mutual funds and one separately managed account strategy marketed as ESG investments.

To settle the charges, GSAM agreed to pay a $4 million penalty.

Today we instituted administrative proceedings against American CryptoFed DAO LLC, a Wyoming-based organization, to determine whether a stop order should be issued to suspend the registration of the offer and sale of two crypto assets, the Ducat token and the Locke token.